TISA publishes new SM&CR guide for FCA solo-regulated firms

The Investing and Saving Alliance (TISA) working group on the Senior Manager & Certification Regime (SM&CR) has published a guide for solo-regulated firms in advance of the SM&CR extension. TISA does not consider that industry is ready to take the SM&CR into business as usual (BAU) and has therefore published the guide entitled ‘Don’t let SM&CR die in BAU’. TISA wishes to ensure that the SM&CR is not lost within BAU when ownership is passed from the project to the business. TISA sets out 10 key areas of tension for firms requiring upfront work in the implementation project and further for ongoing review.

https://www.tisa.uk.com/wp-content/uploads/2019/10/SMCR-Ownership-in-BAU.pdf

Leave a Comment

Your email address will not be published.

Malcare WordPress Security